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Consumer Products and Commercial and Industrial Equipment Certification Templates

Consumer Products and Commercial and Industrial Equipment Certification Templates

Manufacturers, including importers, must use the product-specific templates to certify compliance to the U.S. Department of Energy prior to distributing a basic model to commerce in the United States and annually thereafter. These templates must then be submitted electronically to the Department through the Compliance Certification Management System.

The templates listed below are for submissions of 100 models or fewer. Templates for submissions of up to 1,000 models are available on request.

The templates listed below are for models covered by current reporting requirements and test procedures. Templates for models covered by prior requirements or procedures are available on request.

Instructions for completing the templates can be found here:

Note: All of the information in the product-specific templates is a reflection of the certification and compliance information that is required to be submitted pursuant to Part 429. It is mandatory that you complete the compliance statement embedded in each product-template before uploading it to CCMS.

 

Product Specific Certification on Regulations (10 CFR, linked to eCFR)CCMS Template Description and Current Version NumberInitial Certification Required By:Annual Certification Required By (10 CFR 429.12(d))*:Latest CCMS Template Revision Must be Used By**:

§429.14

16 CFR Part 305***

Residential Refrigerators, Refrigerator-Freezers and Freezers, v5.3 Before Distribution in Commerce for New Basic Models Aug 1st Jan 1, 2022

§429.15 

16 CFR Part 305***

Room Air Conditioners, v5.5

(see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)

Before Distribution in Commerce for New Basic Models Jul 1st Jan 1, 2022

§429.16

16 CFR Part 305***
Central Air Conditioners and Heat Pumps Other than Multi-Split Systems, v5.6 Before Distribution in Commerce for New Basic Models Jul 1st Jan 1, 2022
Central Air Conditioners and Heat Pumps Other than Multi-Split Systems, Appendix M1, v5.1 Jan 1, 2023 Jan 1, 2023

§429.16

16 CFR Part 305***
Multi-Split System Central Air Conditioners and Heat Pumps, v5.4 Before Distribution in Commerce for New Basic Models Jul 1st Jan 1, 2022
Multi-Split System Central Air Conditioners and Heat Pumps, Appendix M1, v5.3 Jan 1, 2023 Jan 1, 2023

§429.17

16 CFR Part 305***
Consumer Water Heaters, v5.6 Before Distribution in Commerce for New Basic Models May 1st Jan 1, 2022

§429.17

Grid-Enabled Water Heater Shipments, v5.0 May 1, 2023 May 1st May 1, 2023

§429.18

16 CFR Part 305***

 

Residential Furnaces, v5.3

For certification reporting requirements in effect through February 16, 2023

Before Distribution in Commerce for New Basic Models - Jan 1, 2022

Consumer Furnaces, v5.4

For certification reporting requirements beginning February 17, 2023

Feb 17, 2023 May 1st Feb 17, 2023

§429.19

16 CFR Part 305***

 

Dishwashers, v5.3

For certification reporting requirements in effect through February 16, 2023

Before Distribution in Commerce for New Basic Models - Jan 1, 2022

Dishwashers, v5.4

For certification reporting requirements beginning February 17, 2023

Feb 17, 2023 Jun 1st Feb 17, 2023

§429.20

16 CFR Part 305***
Residential Clothes Washers, v5.4 Before Distribution in Commerce for New Basic Models Oct 1st Jan 1, 2022
§429.21 Residential Clothes Dryers - Appendix D1, v5.1 Before Distribution in Commerce for New Basic Models - Appendix D1 Oct 1st Jan 1, 2022
§429.21 Residential Clothes Dryers - Appendix D2, v5.1 Before Distribution in Commerce for New Basic Models - Appendix D2 (ENERGY STAR) Oct 1st Jan 1, 2022
§429.22 Direct Heating Equipment, v5.1 Before Distribution in Commerce for New Basic Models Oct 1st Jan 1, 2022
§429.23 Residential Gas Cooking Products, v5.1 Before Distribution in Commerce for New Basic Models Oct 1st Jan 1, 2022
§429.23 Microwave Ovens, v5.1 Before Distribution in Commerce for New Basic Models Oct 1st Jan 1, 2022

§429.24

16 CFR Part 305***
Pool Heaters, v5.3 Before Distribution in Commerce for New Basic Models May 1st Jan 1, 2022
16 CFR Part 305*** Television Sets, v5.3 Before Distribution in Commerce for New Basic Models Jun 1st Jan 1, 2022
§429.26 Fluorescent Lamp Ballasts, v5.1 Before Distribution in Commerce for New Basic Models Mar 1st Jan 1, 2022
§429.27

General Service Fluorescent Lamps, v5.5

For certification reporting requirements in effect through February 16, 2023

Before Distribution in Commerce for New Basic Models - Jan 1, 2022

General Service Fluorescent Lamps, v5.6

For certification reporting requirements beginning February 17, 2023

Feb 17, 2023 Mar 1st Feb 17, 2023

§429.27

(as it appeared on Jan 1, 2022)

Incandescent Reflector Lamps, v5.5

For certification reporting requirements in effect through February 16, 2023

Before Distribution in Commerce for New Basic Models - Jan 1, 2022

§429.55

Incandescent Reflector Lamps, v5.7

For certification reporting requirements beginning February 17, 2023

Feb 17, 2023 Mar 1st Feb 17, 2023

§429.27 

(as it appeared on Jan 1, 2022)

General Service Incandescent Lamps, v5.2

For Certification reporting requirements in effect through February 16, 2023

Before Distribution in Commerce for New Basic Models - Jan 1, 2022
§429.66

General Service Incandescent Lamps, v5.4

For certification reporting requirements beginning February 17, 2023

Feb 17, 2023 Mar 1st Feb 17, 2023
§429.28 Faucets, v5.1 Before Distribution in Commerce for New Basic Models Mar 1st Jan 1, 2022
§429.29 Showerheads, v5.1 Before Distribution in Commerce for New Basic Models Mar 1st Jan 1, 2022
§429.30 Water Closets, v5.1 Before Distribution in Commerce for New Basic Models Mar 1st Jan 1, 2022
§429.31 Urinals, v5.2 Before Distribution in Commerce for New Basic Models Mar 1st Jan 1, 2022

§429.32

16 CFR Part 305***

Ceiling Fans, v5.5

For certification reporting requirements in effect through February 16, 2023

Before Distribution in Commerce for New Basic Models - Jan 1, 2022

Ceiling Fans, v5.8

For certification reporting requirements beginning February 17, 2023

Feb 17, 2023 Mar 1st Feb 17, 2023
§429.33

Ceiling Fan Light Kits with Sockets for Medium Screw Base Lamps or with Pin-Based Sockets for Fluorescent Lamps, v5.2

For certification reporting requirements in effect through February 16, 2023

Before Distribution in Commerce for New Basic Models - Jan 1, 2022
§429.33

Ceiling Fan Light Kits with Any Other Socket Type, v5.2

For certification reporting requirements in effect through February 16, 2023

Before Distribution in Commerce for New Basic Models - Jan 1, 2022
§429.33

Ceiling Fan Light Kits, v5.0

For certification reporting requirements beginning February 17, 2023

Feb 17, 2023 Mar 1st Feb 17, 2023
§429.34 Torchieres, v5.1 Before Distribution in Commerce for New Basic Models Sep 1st Jan 1, 2022
§429.35 Medium Base Compact Fluorescent Lamps, v5.2 Before Distribution in Commerce for New Basic Models Mar 1st Jan 1, 2022

§429.36

Dehumidifiers, v5.2

Before Distribution in Commerce for New Basic Models Sep 1st Jan 1, 2022
§429.37 External Power Supplies Other Than Switch-Selectable and  Adaptive Single-Voltage External Power Supplies, v5.3 Before Distribution in Commerce for New Basic Models Sep 1st Jan 1, 2022
§429.37 Switch-Selectable and Adaptive Single-Voltage External Power Supplies, v5.3 Before Distribution in Commerce for New Basic Models Sep 1st Jan 1, 2022
§429.37 External Power Supplies - Spare and Service Part Sales Exempt from Level VI Standards, v5.2 Sep 1st, 2019 Sep 1st Jan 1, 2022
§429.39 Battery Chargers Other Than UPSs, v5.2 Before Distribution in Commerce for New Basic Models Sep 1st Jan 1, 2022
§429.39 Uninterruptible Power Supplies, v5.1 Before Distribution in Commerce for New Basic Models Sep 1st May 11, 2022
§429.40 Candelabra and Intermediate Base Incandescent Lamps, v5.1 Before Distribution in Commerce for New Basic Models Mar 1st Jan 1, 2022

§429.41

Commercial Warm Air Furnaces, v5.1

(see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)

Before Distribution in Commerce for New Basic Models May 1st Jan 1, 2022

§429.42

 

Commercial Refrigeration Equipment - Single Compartment, v5.2

(see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)

Before Distribution in Commerce for New Basic Models Aug 1st Jan 1, 2022

§429.42

Commercial Refrigeration Equipment - Multiple Compartments, v5.2

(see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)
Before Distribution in Commerce for New Basic Models

Aug 1st Jan 1, 2022
§429.43

Package Terminal Air Conditioners and Heat Pumps, v5.2

(see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)

Before Distribution in Commerce for New Basic Models Jul 1st Jan 1, 2022
§429.43

Commercial Package Air Conditioners and Heat Pumps, v5.7

(see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)

Before Distribution in Commerce for New Basic Models Jul 1st Jan 1, 2022
§429.43

Single Package Vertical Air Conditioners and Heat Pumps, v5.2

(see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)

Before Distribution in Commerce for New Basic Models Jul 1st Jan 1, 2022
§429.43

Computer Room Air Conditioners, v5.2

(see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)

Before Distribution in Commerce for New Basic Models Jul 1st Jan 1, 2022
§429.43

Variable Refrigerant Flow Multi-Split Air Conditioners and Heat Pumps, v5.1

(see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)
Before Distribution in Commerce for New Basic Models Jul 1st Jan 1, 2022
§429.44

Commercial Electric Storage Water Heaters, v5.1

(see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)

Before Distribution in Commerce for New Basic Models May 1st Jan 1, 2022
§429.44

Commercial Gas- and Oil-Fired Storage Water Heaters, v5.3 

(see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)

Before Distribution in Commerce for New Basic Models May 1st

Jan 1, 2022

§429.44

Commercial Instantaneous Water Heaters and Hot Water Supply Boilers, v5.4

(see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)

Before Distribution in Commerce for New Basic Models May 1st

Jan 1, 2022

§429.44

Commercial Unfired Hot Water Storage Tanks, v5.1

(see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)

Before Distribution in Commerce for New Basic Models May 1st Jan 1, 2022
§429.45 Automatic Commercial Ice Makers, v5.2 Before Distribution in Commerce for New Basic Models Aug 1st Jan 1, 2022
§429.46

Commercial Clothes Washers, v5.2

For certification reporting requirements in effect through February 16, 2023

Before Distribution in Commerce for New Basic Models - Jan 1, 2022

Commercial Clothes Washers, v5.3

For certification reporting requirements beginning February 17, 2023
Feb 17, 2023 Oct 1st Feb 17, 2023
§429.47 Liquid-Immersed Distribution Transformers - Basic Model, v5.1 Before Distribution in Commerce for New Basic Models Jun 1st Jan 1, 2022
§429.47 Liquid-Immersed Distribution Transformers - kVA Grouping, v5.1 Before Distribution in Commerce for New Basic Models Jun 1st Jan 1, 2022
§429.47 Low-Voltage, Dry-Type Distribution Transformers - Basic Model, v5.1 Before Distribution in Commerce for New Basic Models Jun 1st Jan 1, 2022
§429.47 Low-Voltage, Dry-Type Distribution Transformers - kVA Grouping, v5.1 Before Distribution in Commerce for New Basic Models Jun 1st Jan 1, 2022
§429.47 Medium-Voltage, Dry-Type Distribution Transformers - Basic Model, v5.1 Before Distribution in Commerce for New Basic Models Jun 1st Jan 1, 2022
§429.47 Medium-Voltage, Dry-Type Distribution Transformers - kVA Grouping, v5.1 Before Distribution in Commerce for New Basic Models Jun 1st Jan 1, 2022
§429.48 Illuminated Exit Signs, v5.1 Before Distribution in Commerce for New Basic Models Jun 1st Jan 1, 2022
§429.49 Traffic Signals and Pedestrian Modules, v5.1 Before Distribution in Commerce for New Basic Models Jun 1st Jan 1, 2022
§429.50 Commercial Unit Heaters, v5.1 Before Distribution in Commerce for New Basic Models May 1st Jan 1, 2022
§429.51

Commercial Pre-Rinse Spray Valves, v5.2

Before Distribution in Commerce for New Basic Models Jun 1st Jan 1, 2022
§429.52

Refrigerated Bottled or Canned Beverage Vending Machines - Appendix B, v5.3

Before Distribution in Commerce for New Basic Models Aug 1st Jan 1, 2022
§429.53 Panels for Walk-In Coolers and Freezers, v5.2 Before Distribution in Commerce for New Basic Models Aug 1st Jan 1, 2022
§429.53 Doors for Walk-In Coolers and Freezers, v5.5 Before Distribution in Commerce for New Basic Models Aug 1st Jan 1, 2022
§429.53 Refrigeration Systems for Walk-In Coolers and Freezers, v5.4 Before Distribution in Commerce for New Basic Models Aug 1st

Jan 1, 2022

§429.54 Metal Halide Lamp Ballasts and Fixtures, v5.2 Before Distribution in Commerce for New Basic Models Sep 1st Jan 1, 2022
§429.58 Furnace Fans, v5.2 Before Distribution in Commerce for New Basic Models May 1st Jan 1, 2022
§429.59 General Pumps, v5.2 Before Distribution in Commerce for New Basic Models Sep 1st Jan 1, 2022
§429.59 Dedicated Purpose Pool Pumps, v5.1 Before Distribution in Commerce for New Basic Models Sep 1st Jan 1, 2022

§429.60


 

Commercial Packaged Boilers - Hot Water Only or Steam Only, v5.1

For efficiency standards in effect through January 9, 2023

(see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)

Before Distribution in Commerce for New Basic Models May 1st Jan 1, 2022

Commercial Packaged Boilers - Hot Water Only or Steam Only, v5.2

For efficiency standards in effect beginning January 10, 2023

(see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)

Jan 10, 2023 Jan 10, 2023

§429.60


 

Commercial Packaged Boilers - Configurable as Both Hot Water and Steam, v5.1

For efficiency standards in effect through January 9, 2023

(see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)

Before Distribution in Commerce for New Basic Models May 1st Jan 1, 2022

 Commercial Packaged Boilers - Configurable as Both Hot Water and Steam, v5.2

For efficiency standards in effect beginning January 10, 2023

 (see Instructions and manufacturer codes for submitting Supplemental Testing Instructions)

Jan 10, 2023 Jan 10, 2023

§429.61

Miscellaneous Refrigeration Products, v5.1 Before Distribution in Commerce for New Basic Models Aug 1st Jan 1, 2022

§429.62

16 CFR Part 305***

Portable Air Conditioners, v5.0 See note**** See note**** Oct 14, 2022
§431.36 NEMA A & B and IEC N Motors (effective Jun 1, 2016), v5.2 Before Distribution in Commerce of Least Efficient Basic Model for Each Rating N/A Jan 1, 2022
§431.36 NEMA C and IEC H Motors (effective Jun 1, 2016), v5.2 Before Distribution in Commerce of Least Efficient Basic Model for Each Rating N/A Jan 1, 2022
§431.36 Fire Pump Electric Motors (effective Jun 1, 2016), v5.2 Before Distribution in Commerce of Least Efficient Basic Model for Each Rating N/A Jan 1, 2022


*The annual reporting requirement covers: (1) all discontinued basic models previously certified that have not previously been reported as discontinued (Action= "D" for Discontinued); (2) all previously certified basic models that are still in distribution in commerce that are unchanged (Action- "E" for existing/carry-over model); and (3) all previously certified basic models that are still in distribution in commerce but for which the manufacturer needs to report new or changed information (Action= "C" for Correction) (e.g., new brand info, new or different model numbers, model rating). Manufacturers may also choose to include in their annual certification report any new models that have not previously certified that a manufacturer anticipates offering for distribution in commerce (action= "N" for New).

**CCMS product-specific templates are revised in response to questions received from interested parties to provide greater clarity, to correct errors, and/or to reflect changes in DOE's regulations. When a new, product-specific template becomes available, manufacturers must use the latest version for the next required submission going forward (i.e., new basic model submissions or annual submissions). The availability of a new, product-specific template does not indicate a need to resubmit existing certifications.

***DOE is collecting information for the Federal Trade Commission pursuant to 16 CFR Part 305.

**** As of October 1, 2022, the Federal Trade Commission requires manufacturers to provide the link to the EnergyGuide label for each basic model of portable air conditioner in accordance with 16 CFR 305.11(a)(5). All other data fields in this template are optional until manufacturers are required to demonstrate compliance with the energy conservation standards for portable air conditioners manufactured on or after January 10, 2025. Any data provided in a certification template in addition to the EnergyGuide link that is identified as public information pursuant to 10 CFR 429.62(b) will be displayed in the CCMS Compliance Certification Database.